Disclosure library
Not yet in force
This page is not yet in force. The structure below is agreed; the text is with counsel. Nothing here is a term, a representation, or a description of how data is handled, and none of it may be relied upon.
01Customer Agreement
The agreement governing the brokerage account itself.
Awaiting counsel
02Form CRS
The customer relationship summary.
Read it · Awaiting counsel
03Regulation Best Interest disclosure
Capacity, conflicts, and the standard of conduct owed.
Awaiting counsel
04Fee schedule
Every charge, and every fee passed through from another party.
Awaiting counsel
05Order routing and execution
Where orders are sent, and the quarterly routing report.
Awaiting counsel
06Payment for order flow
Whether any is received, and on what terms.
Awaiting counsel
07Business continuity
What happens to accounts and orders during a disruption.
Awaiting counsel
08SIPC and account protection
What is covered, what is not, and by whom.
Awaiting counsel
09Privacy notice
The Regulation S-P notice, alongside the privacy policy.
Read it · Awaiting counsel
10Agentic disclosures
What connecting an agent authorizes, what Gravity checks, where your data goes, and what revocation does.